clarity and more confidence that securities firms will adhere to international standard guidelines and effectively prevent inappropriate actions. ________________________

securities businesses, dissemination of standard reference prices, acting as bond information center for both the primary and secondary markets, as well as posting news and investor alerts promptly. Moreover

. the IOSCO, established in 1983, is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. The SEC has been

With reference to a public hearing on the proposed revision to the IT Standard conducted between 14 June and 15 July 2024, the SEC received a wide range of valuable responses from stakeholders. The

ทะเบียนเป็นผู้ประเมินตราสารหนี้เพื่ออนุรักษ์สิ่งแวดล้อม (local reviewer) ภายใต้ Climate Bonds Standard ของ Climate Bonds Initiatives (CBI) ซึ่งเป็นองค์กรอิสระระหว่างประเทศด้านสิ่งแวดล้อม จึงนับเป็นผู้

.   --------------------------------------*  Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities

method, as well as to increase the trustworthiness in the identification and authentication process for onboarding customers  that could boost the standard of performing e-KYC in the capital market. The

standard, and to disclose  related-party transactions for past three years. Rule No. (1) – (4) will come into force for the filing from 1 April 2019 onward. Rule No. (5) will be in effect for the filing

amendment of the Securities and Exchange Act which aims to raise the standard of mutual fund management in Thailand and offers investors for more protection. The amendment of the act has been passed by the

กำกับดูแลในการนำ International Standard on Quality Management (ISQM) มาถือปฏิบัติ และส่งเสริมให้บุคคลและองค์การดังกล่าวเตรียมความพร้อมในการนำ ISQM มาปฏิบัติได้อย่างมีประสิทธิผล โดยได้รับเกียรติจาก