handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors
of listed companies with more inclusive scope and promoting transparency, providing more value-based information to support investment decision making 10 Unit Type B for Finance Ministry and other
2565 และ ปี 2564 จากสรุปผลการตรวจสอบ Extended-Scope Special Audit 30 พฤศจิกายน 2566 แจ้งกรรมการลาออก 23 พฤศจิกายน 2566 ก.ล.ต. ขยายผลการตรวจสอบกรณี STARK พร้อมบูรณาการความร่วมมือกับหน่วยงานที่
Scope of mutual recognition 1. Recognition of Covered Funds (a) Pursuant to this MoU, the Authorities agree to authorise or approve, as the case may be, Covered Funds for offering to the public in Hong
of connected transaction Type of transaction : Transaction relating to assets and services Transaction volume : Baht 7,350,000.- ( 0.67% of NTA of the Company ) Above transaction came under the scope
scope of rules and regulations which would serve as standards for derivatives fund management must be set out for the supervision of the derivatives business in the category of derivatives fund management
manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the scope of rules and regulations
derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the scope of rules
by the Office. 2. Scope of activities The scope of activities must relate to the skills and knowledge useful for performance of duties as investor contact including: 2.1 Business-related knowledge e.g