Facebook page “Trading Gold Market Stock” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 07/08/2024)
Facebook page “ARR Gold trading” impersonates “Aurora Design Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 07/08/2024)
Facebook page “Aurora Gold Trading Exchange” impersonates “Aurora Design Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 07/08/2024)
Facebook page “Aurora Gold Trading” impersonates “Aurora Design Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 13/08/2024)
Facebook page “Trading And Gold Stocks” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 14/08/2024)
Reporting Person : - | Type of securities : - | Date of reporting obligation : 24/12/2002
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised