: “Derivatives broker” means a juristic person licensed to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact
to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact service or back office service; “Securities
: “Derivatives broker” means a juristic person licensed to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact
who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person who provide back office service
who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
December 3, 2018 has a resolution to provide financial assistance to Thai Japan Laboratories Co., Ltd. which is the related company by giving long-term loans amount 25,000,000 baht ( Twenty Five Million Baht
Limited (the “Company”) would like to inform the resolution of the Board of Directors’ Meeting No. 19/2018 held on 21 December 2018 which has approved the Company to provide financial assistance to
: Detail Content SEC Help Center Complaint Handling Procedure How to file a complaint: Please provide important information and supporting evidence to SEC Help Center. This includes the
requirements under this Notification. Clause 6 A securities company shall provide services related to selling, repurchasing and redeeming units of foreign collective investment scheme only on the approved list