to make a comparison of home and Thai laws on shareholder protection, in materiality. In case where the comparison is not feasible, the companies must provide additional shareholder protection measures
businesses during the suspension period.SEC reiterates that personnel in capital market businesses must perform duties or provide services with integrity and act in accordance with ethics or professional
. Additionally, the proposed revisions are expected to provide more flexibility for business operators and enhance cooperation and the exchange of information among relevant market participants both at domestic
by the said issuer or sponsor, respectively.Besides, relaxation of rules is also proposed to allow FA to provide service for securities issuer or sponsor in cases where staff of FA?s investment bank
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules concerning offshore offering of convertible debentures to boost efficiency and provide more accurate, clear and
?the SEC introduces ?Guidelines for shareholders? meeting?, a handbook written to provide guidelines on how to cast their votes, identify red flags and ask questions, contributing for shareholders to
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
provide clarification on this matter with prompt rectification. For the benefits of EIC shareholders, he is also notified to disclose such rectification to EIC for further dissemination through the SET
derivatives business operators, which provide services such as securities brokerage, securities dealing, investment advisory, underwriting, mutual fund management, private fund management and derivatives
clearly provide information to the bondholders together with the opinions of the bondholder representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise