for asset management companies? higher competitiveness. Regulations governing fund establishment and management have been issued and revised with more flexibility and in line with international
agents, and (3) establishment of compliance unit of digital asset business operators to be in line with the regulations governing securities business operators and derivatives business operators
big retail investors ; “mutual fund for institutional investor” means a mutual fund whose establishment has been approved by the SEC Office prior to the date on which this Notification comes into force
) dated 20 February 2017 (effective as from 1 March 2017). 2 big retail investors; “mutual fund for institutional investor” means a mutual fund whose establishment has been approved by the SEC Office prior
) dated 20 February 2017 (effective as from 1 March 2017). 2 big retail investors; “mutual fund for institutional investor” means a mutual fund whose establishment has been approved by the SEC Office prior
Subject to Provisions on Public Offering of Securities shall file an application for such examination together with the following documents and evidence: (1) Documents on establishment of foreign ETF as
establishment of such limited company or public limited company within sixty days from the date on which the SEC Office receives complete application and supplementary documents. The Minister shall complete his
qualifications as specified in this Ministerial Regulation, the SEC shall recommend the Minister to grant his approval on the establishment of such limited company or public limited company within ninety days from
and fund voting Supervision of the Securities Exchange Enhancing competitiveness of the capital market Establishment of the Capital Market Development Fund (CMDF) Effectiveness, clarity and transparency
. Registered name was ALP FPI PARTS PRIVATE LIMITED. and date of establishment on 25 January 2016 that the Company paid 75% of its share subscription to this joint venture on 4 April 2016. On 3 September 2016