price, the management company shall proceed as follows: (a) In case of sale of investment units, the management company shall reduce the number of investment units of the relevant purchasers by the amount
prosecution for an offense concerning property by a relevant agency https://www.sec.or.th/EN/Pages/LawandRegulations/OfferingdebtsecuritiesinThaiBaht.aspx English (United States) PerpetualBondorSubordinatedBond
, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators
government appointees, should be restructured to enhance the regulator?s operational independence; 3. Cross-Agency Coordination: There should be closer cooperation among relevant public agencies on regulatory
securities and exchange. Clause 2. This Notification shall be applicable to providing derivatives brokerage service overseas by using allocated quota, providing that provision in Clause 4 of the Notification
considered a fundamental duty that listed companies should adhere to under the law. The SEC has therefore amended the relevant regulations to repeal the filing fee reduction for the annual registration
the bond market, the relevant ministerial regulations would be repealed and instead the foreign issuer of baht bonds would be required to file an application for approval of offer for sale of baht bonds
SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant
SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping
cooperation with other relevant organizations. The SEC also invited representatives from the Court of Justice and the Department of Business Development, the Ministry of Commerce, to present their respective