derivatives intermediary. “client” means a person who uses or will use services relating to securities businesses from a securities company or derivatives business from a derivatives intermediary. Clause 2 In
intermediary. “client” means a person who uses or will use services relating to securities businesses from a securities company or derivatives business from a derivatives intermediary. Clause 2 In order that an
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a securities company, Bank of Thailand or licensed to undertake securities business
training/or tailor-made programs for specific client industries? 15 Do the https://www.sec.or.th/TH/Documents/Auditor/QAQR-06.xlsx < < Previous First 1 2 Next
-0000010049/25630921-25660921?symbo... SEC revises regulations on business operation and client asset report Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of
Zipmex ordering https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10527 SEC revises regulations on business operation and client asset report Bangkok, May 22, 2015 ? The SEC revised regulations on
การท าความ รู้จักลูกค้าเป็นไปอย่างมีประสิทธิภาพ ( Electronic know your client : e-KYC) 39,000 31,636 ยุทธศาสตร์ D รู้เท่าทันความเส่ียงและก ากับ https://www.sec.or.th/TH/Template3/Budget/2561/sec