requires a knowledgeable, capable and responsible person to perform. The Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board and the
securities company approves to lend money for purchasing securities or lend securities for making a short sale to any person, it shall proceed as follows: (1) determine a maximum limit at which a client may be
สรุปสาระส าคัญของร่างประกาศ : (1) การเปิดเผยฐานะการลงทุนสูงสุด (“maximum limit”) ในโครงการจัดการลงทุน / หนังสือชี้ชวน กรณีกองทุนรวมเพื่อ II & UHNW ที่มีนโยบายลงทุนใน derivatives กู้ยืม/repo เพื่อการลงทุน
. Major customers of SEL are in electronic industry (Tier 1). SEL forte include: 1. Highest number of transportation flights from Singapore 2. Located within Changi Airport and capable of Direct airport
out on the website of the SEC Office. Clause 17 The foreign personnel under Clause 16 shall be fully qualified as follows: (1) being reliable and highly capable of providing information or advice on the
Foreign Currency (No. 4) dated 23 November 2020 (Effective from 1 January 2021). 8 Clause 17 The foreign personnel under Clause 16 shall be fully qualified as follows: (1) being reliable and highly capable
Foreign Currency (No. 4) dated 23 November 2020 (Effective from 1 January 2021). 8 Clause 17 The foreign personnel under Clause 16 shall be fully qualified as follows: (1) being reliable and highly capable
compliance with this Notification and the governing laws or associated regulations; (6) having an efficient and fair trading system covering at least the following matters: (a) having a system capable of
) having a system capable of supporting trading volumes adequately and checking the clearing and settlement ability of the service user before sending trading orders; (b) having a clearing and settlement
cover at least the following matters: (1) having a system capable of supporting trading volumes adequately and checking the ability of the service user’s to repay obligations under derivatives and deliver