clients’ assets in accordance with the provisions under this Notification. Such rules and practice guidelines shall be in writing, indicating operating procedures and persons authorized to undertake custody
clients’ assets in accordance with the provisions under this Notification. Such rules and practice guidelines shall be in writing, indicating operating procedures and persons authorized to undertake custody
data indicating risks in fund prices in response to the volatility of the stock market of the equities in which the fund invested. The calculation method shall be in accordance with the rules of the
volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the volatility of the stock market of the equities in which the fund
Investment Management Companies. 13.7 Beta The mutual fund’s volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the
. 14.7 Beta The mutual fund’s volatility in comparison to the market shall be displayed as one of the statistical data indicating risks in fund prices in response to the volatility of the stock market of
director shall have qualifications and shall not have prohibited characteristics as specified in the law on public limited companies, as well as shall not have characteristics indicating a lack of
perform in accordance with Clause 35 mutatis mutandis in case of the result of assessment showing that the client is inappropriate to invest in or enter into a transaction of capital market products
. 4. Investments in securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other
securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other asset to the instrument holder