with conditions for postponing or canceling interest payments and postponing principal repayment without being considered an event of default are complex and high-risk debt instruments. Therefore, the
a filing and a prospectus and lessen a duty for digital token portals.Given high risks and uncertainties of a project during pre-ICO and private sale, and limited information disclosure to
operational system; · determine the event or priority of violent of problem ; · determine for solving the problem in detail; · determine the responsible officer and authorize person and having name list and
system and time for backup each operational system; ▪ determine the event or priority of violent of problem ; ▪ determine for solving the problem in detail; ▪ determine the responsible officer and
issue her a warning letter. Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General, revealed that ?In this case, we agreed with the Securities Analyst Consultative Committee?s recommendation and have
qualifications of these businesses mentioned above before forwarding their applications to Minister of Finance to issue operating license. SEC Secretary-General Rapee Sucharitkul said “investing in digital
investor by way of providing sufficient information for decision making and to reduce risks due to a high number of senior retail investors.Furthermore, the meeting also discussed important issues related
legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer
fee imposed on retail and non-retail investors was proposed in an attempt to address the issue of unfair competition in the business. Currently, certain securities firms use brokerage fee income earned
Fund to Solve the Problem in Financial Institution System; (2) Notification of the Securities and Exchange Commission on Rules, Conditions and Procedures on Establishment and Management of Mutual Fund to