his approval as investment consultant and branch manager or equivalent position for two months for failing to comply with the client’s instruction, effective from 5 April 2019, and disclose the
, investors do not need to go to a branch of the service provider to fill in the same information set in person. This is another step towards digital transformation of the capital market. The single form helps
customer’s knowledge and understanding, branch mentioned in the complaint, type of securities commonly named in the complaint, and amount of time the operator spent to resolve the problems, etc., will be
. Prapai Songserm, the bank’s branch manager at the time, whose negligence in supervising that her subordinate strictly comply with the bank’s regulations led to opportunities for committing the misconduct
Where an applicant for securities business license in the category of private fund management is a legal entity under Clause 2(1) to (5), but not a branch of foreign commercial bank or a foreign life
ครับ 2. ความต่าง Credit Rating ระหว่าง Investment Grade กับ Non-Investment Grade กัปตัน ก.ล.ต. ชวนมารู้จัก #ระดับความน่าลงทุน ซึ่งแบ่งเป็น Investment Grade และ Non-Investment Grade Investment Grade
ครับ 2. ความต่าง Credit Rating ระหว่าง Investment Grade กับ Non-Investment Grade กัปตัน ก.ล.ต. ชวนมารู้จัก #ระดับความน่าลงทุน ซึ่งแบ่งเป็น Investment Grade และ Non-Investment Grade Investment Grade
Fixed Income Fund 3MA7 Not for Retail Investors (SCBAS3MA7) A !" #BC)#*"D#* *" 3 ) E"Fก"กFGก(*D !กE"F*ก HC ((ก (GG("I## "กFI#ก"(ก"#* !"G!J "GK*กL ก ก (non-investment grade) ก0 (Unrated
Fixed Income Fund 6MA3 Not for Retail Investors (SCBAS6MA3) A !" #BC)#*"D#* *" 6 ) E"Fก"กFGก(*D !กE"F*ก HC ((ก (GG("I## "กFI#ก"(ก"#* !"G!J "GK*กL ก ก (non-investment grade) ก0 (Unrated
71.45 of the total sold shares in the Company that is more than 50 percent of the total voting rights in the Company; and KMM is a same-level-subsidiary to NBC, and a connected person of NMG. The Company