Bangkok, October 28, 2014 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,887,659.33 baht on Sumit Chanmatee and Satja Janetumnugul, as principal, for using inside
Bangkok, October 28, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 1,887,659.33 baht on {A} and {B}, as principal, for using inside information to purchase {X1
discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
business without a license shall be liable to imprisonment for a term of two to five years and a fine of 200,000 to 500,000 baht, and a further daily fine not exceeding 10,000 baht for every day during which
of the Digital Asset Businesses Emergency Decree, i.e., imprisonment for a term of two to five years and a fine of 200,000 to 500,000 baht and a further daily fine not exceeding 10,000 baht for every
second paragraph of Section 100, Section 117, Section 135, Section 139(4), the second paragraph of Section 140, Section 141, Section 142, Section 143, Section 144, or Section 150 shall be liable to a fine
suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
18 months and a fine of 150,000 Baht. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 02/03/2016
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
Consideration of Rules Concerning Issuance and Offering of Derivatives, Structured Notes and Complex Products, Chairman of Disciplinary Committee on Capital Market Personnel and Working Group for Consideration of