carry out the transaction immediately: (1) a transaction for an acquisition or a disposal of securities or a financial instrument at a fair value in the secondary market where public disclosure is made
consultant providing consultation only on capital market product not having complex characteristics ; (2) complex instrument investment consultant means an investment consultant providing consultation on
characteristics; (2) complex instrument investment consultant means an investment consultant providing consultation on capital market product not having complex characteristics as well as the product having high
services income, interest income on margin loan, gain and return on financial instrument and other incomes. Brokerage Fees Income Brokerage fees income in the fourth quarter of 2018 were Baht 33.9 million
from fee and service income of the third quarter of 2019 including gains and return financial instrument amounted to Baht 6.5 million and other incomes of Baht 0.7 million. Other incomes apart from fee
enforcement officer arranged the sale by auction of some machinery (4th time). The maximum bid of an old machine was 345,000 Baht (excluding VAT). Other assets are in the process of seizing and evaluating value
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
outbound product which is a debt instrument approved to be offered for sale in a debt issuance program by the regulator under (2) for each specific investor (tailor-made product); (c) any case other than (a