performance of introducing broker agents, and (3) establishment of compliance unit of digital asset business operators to be in line with the regulations governing securities business operators and
Bangkok, September 1, 2014 ? The SEC is seeking public comment on amendments to the Securities and Exchange Act B.E. 2535 (1992) to support the establishment of self-regulatory organizations (SROs
discussed issues of common interest among capital market regulators around the world namely, monetary policy and economic recovery in the post-COVID-19 world, establishment of cooperation among
will facilitate REIT establishment and support businesses. Henceforth, the SEC will prescribe further more detailed guidelines.?
Capital Market Supervisory Board (CMSB) Meeting No. 11/2566 approved the principles for amending the governing regulations to support the establishment of Thailand ESG Fund in line with the government’s
which case a notice shall be issued at least one month in advance. 2.2 Outbound regulations · Thai covered management companies shall comply with the provisions on establishment and management of Thai
establishment and management of Thai mutual funds as usual on the condition that they are not contradictory or inconsistent with the cooperative framework under HK-TH MRF. - Regarding application for
(amended by No. 13 No. 17) (Repealed) 7 Application for Approval on Establishment of Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake
Board No. Tor Nor. 3/2556 Re: Rules for Delivery or Distribution of Prospectus and Offering of Investment Units Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment