3836-9 Fax : (66) 2676 4038-9 http ://www.jck.international ทะเบียนเลขที่ 0107537000475 (เดิมเลขที่ บมจ.294) Translation Ref. AIT/20 – 091 January 27, 2020 Subject : Report on the establishment of
Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which
annual transaction levy. Notifying Report on Establishment of On-shore Branch Office (Form 92-2/18-2) Notifying Report on Establishment of Off-shore Branch Office (Form 92-3/18-3) (Notification No
advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal basis that will be used to process personal data in the organization and producing a corporate’s private
ประเมินมาตรฐานการกำกับดูแล Financial Sector Assessment Program (FSAP) ในหัวข้อเกี่ยวกับผู้ออกหลักทรัพย์ ภายใต้มาตรฐานของ International Organization of Securities Commissions (IOSCO) ในเรื่องที่เกี่ยวกับ
approval or register from home regulator. “ASEAN country” means any ASEAN country which is both a member of the International Organization of Securities Commissions (IOSCO) and a signatory A to the
law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under specific law as specified by the SEC and published in the Government
for obtaining an approval of the offer for sale of sukuk shall have the following qualifications: (1) being financial institution which has obtained an approval from Bank of Thailand to undertake
total voting shares, and whose shareholding shall include the shares held by connected persons; “financial institution business” means a commercial bank business, finance business, securities business