Remedying Identified Deficiencies 1 Does the firm evaluate the effect of deficiencies noted as a result of monitoring process and determine whether they are either 1) Instances that do not necessarily
risk levels? How many level of magnitudes are there and what are the definitions for each magnitude risk levels? - Please provide the calculation method to determine the final quality risk level as well
of FVC-W1 are set out in the Attachment No. 3. The Board of Directors or the designated person(s) is authorized: (1) to determine and/or amend the terms, conditions and details of FVC-W3, which shall
institutions. According to the new law, the Bank of Thailand (upon approval of the Minister of Finance) shall be authorized to determine additional criteria that specialized financial institutions must comply
well as the Debt Recovery Committee and the Human Resource Committee. 3. Type and size of transaction, basis used to determine service fee and payment method 3.1 Type and size of transaction This
. Type and size of transaction, basis used to determine service fee and payment method 3.1 Type and size of transaction This transaction is considered as a services transaction, pursuant to the Stock
addition, in order to prevent advantages taken against other investors during the public ICO which opens for the general public to invest, SEC will determine to distribute digital tokens to all groups of
appropriateness and the sufficiency of the information for supporting the investors to make a decision for investing and [ii] measures for protecting the investors. In this regard, the SEC Office may determine an
Development Committeeé to formulate guidelines to develop the derivatives exchange, establish a development company to set up the exchange as well as manage and monitor the administration of the development
Minister in charge of the enforcement of this Act. SECTION 4/1.( The SEC shall have the power to determine the undertaking of business in any manner is not a securities business under this Act. SECTION 5.4