Intermediaries By virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 (2013) Re: Standard Conduct of Business Operation, Management
the following clauses in three notifications: (1) Clause 4, Clause 5, Clause 11 and Clause 14 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Details of the Mutual Fund Scheme
the following clauses in three notifications: (1) Clause 4, Clause 5, Clause 11 and Clause 14 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Details of the Mutual Fund Scheme
issues the following regulations: Clause 1 In this Notification: The terms, “collective investment schemes,” “units of collective investment schemes,” and “CIS operator” shall have the same meanings as
44, Section 45 and Section 64 of the Constitution of the Kingdom of Thailand, so permit by virtue of law, the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 The
back office service from service provider as follows: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. OrThor. 7/2546 Re: Guidelines and Conditions for Securities
provider as follows: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. OrThor. 7/2546 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back
back office service from service provider as follows: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. OrThor. 7/2546 Re: Guidelines and Conditions for Securities
Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The notification
reference. Notification of the Office of the Securities and Exchange Commission No. SorThor. 32/2548 Re. Customer Complaint Proceedings of Licensed Derivatives Brokers _________________ By virtue of Clause 27