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, please provide us the result of quality review. 5 Does the firm establish the progression route within the firm out of training contract and how senior managers/directors/ partners promoted – what criteria
details thereof and provide information on related practices as follows: 1. Objectives of HK-TH MRF MoU HK-TH MRF MoU aims to facilitate cross-border offerings of funds between Hong Kong and Thailand with a
understanding of the requirements under HK-TH MRF MoU, the SEC hereby would like to clarify the details thereof and provide information on related practices as follows: 1. Objectives of HK-TH MRF MoU HK-TH MRF
DIRECTORS, SENIOR MANAGEMENT AND ADVISERS A. Directors and Senior Management5 1. Provide the names, nationality, addresses and functions of the issuer's directors and senior management or the person within
Services Clause 7 In providing services to clients regarding investment in a capital market product denominated in foreign currency , the intermediary shall comply with the following rules: (1) To provide
Services Clause 7 In providing services to clients regarding investment in a capital market product denominated in foreign currency, the intermediary shall comply with the following rules: (1) To provide
services to clients regarding investment in a capital market product denominated in foreign currency , the intermediary shall comply with the following rules: (1) To provide services within the scope of each
currency, the intermediary shall comply with the following rules: (1) To provide services within the scope of each type of license granted to the intermediary; (2) To arrange for clients to access the