the auditor is unable to obtain sufficient appropriate audit evidence, auditor should report audit committee to proceed with the matter. In case audit committee is aware of the matter but does not take
securities purchasing order while being aware that oneself or an associate has made an order to sell the same securities or will do so at a similar amount and a similar price within a similar period of time
it serves? If yes, Please describe the policies and procedures. How does the firm ensure that all audit staffs are aware of and understand the firm’s audit manual and perform audit work in accordance
Suppressing Improper Behaviors of Listed Companies” under the Strengthening Corporate Governance of Listed Companies Initiative to encourage the boards of directors to be aware of their important roles and
responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others; Promptly deal with identified issues and misconduct
The Office of the Securities and Exchange Commission (Translation) (Translation) 5 Readers should be aware that only the original Thai text has legal force and that this English translation is
The Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
Microsoft Word - SEC-KorNor 20-2547-µÃǨÃѺ26dec05.doc (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
auditors. They should be aware that investors react differently to the different numbers, types, and tones of KAMs. Their reactions to KAM disclosures, especially the number of KAMs, may lead to abnormal