organisational structure of the company shall be established in accordance with the following rules: (1) arrange the structure of the company in an orderly systematic way, according to duties, with a view to: (a
under the law on interests of loans of financial institution; “foreign financial institution” means any juristic person established under foreign law licensed to provide derivatives services under the law
institution” means any financial institution under the law on interests of loans of financial institution; “foreign financial institution” means any juristic person established under foreign law licensed to
(holding shares at a minimum of the supermajority proportion required by the country in which the company is established. In case of any restrictions, sharing holding shall not be less than 40% of the voting
applicant under Paragraph 1 shall have the following characteristics: (1) being a limited company, public company limited, commercial bank, securities trading center, or juristic person established under a
personnel in undertaking the business; and (5) being able to show that the clearing house which will provide the clearing and settlement services for the derivatives exchange to be established has been
identified, an Environmental and Social Action Plan (ESAP) must be established and implemented. There are strict limits on the timeframes within which these gaps must be bridged. The Criteria also require a re
Office. (3) “code of ethics for professional accountants” means: (a) code of ethics for professional accountants established by the Federation of Accounting Professions (FAP); (b) code of ethics for
Asset Managers initiative. Visit cdp.net or follow us @CDP to find out more. About SEC The Securities and Exchange Commission, Thailand (SEC) is a state agency established by virtue of the Securities and