(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
30 3 In offering the units of the fund, the management company shall proceed as follows: (1) deliver or distribute the prospectus which contains correct, complete, sufficient and not misleading
, if the remaining clients’ assets are insufficient for allocating to the clients in full, the SEC Office shall distribute the allocation proportionately according to the client asset accounts prepared
the transaction to the Stock Exchange of No. WHAUP-CS014-2562 2 Thailand and distribute the same to its shareholders within 21 days from the date of disclosure of the transaction to the Stock Exchange
amount of 16.3 million baht The company has achieved the goal for profit margin improvement due to how the company expand the client base and distribute online and offline for client’s convenience and
Trust for Transactions in Capital Market Act B.E. 2550 (2007). Clause 15/1 7 A trustee shall assign REIT’s management to a REIT manager who has obtained an approval from the SEC Office, unless in case of
กับกองทุนที่ไปลงทุน (investee fund) 2. กรณีได้รับ rebates จาก management fees ของกองทุนที่ไปลงทนุ (investee fund) ให้น าไปบันทึกบัญชีเวลาค านวณ NAV โดยแยกจากบัญชี management fees ปกติ 3. การ allocate
) gather and allocate asset deemed to be owned by customer in order to return them to the customer; (2) transfer account and asset deemed to be owned by customer to other derivatives business operator; (3