's trading account to purchase 75,000 GLOBAL shares by utilizing the non-public information he accessed by virtue of his positions. Such information was SCG Distribution Co., Ltd., a subsidary
virtue of his position, that is: - the net profit of TOG in the 3rd quarter of 2015 of 89.62 million Baht, which increased by 136.97 percent compared to the 3rd quarter of 2014 and 119.23 percent
, influence investment decisions of investors, or affect changes in the price of securities. Therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), the SEC has
Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the
trading or otherwise, and we shall further our investigation by virtue of the SEA and clarify all the facts to the public to ensure market confidence.?
., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and
liquidity, or investors cannot trade such digital tokens for cash. In addition, BSmart digital tokens have not been approved by the SEC by virtue of the governing law.It should also be noted that no digital
Capital Market Supervisory Board No. TorThor. 92/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities (No.2) ----------------------------- By virtue of Section 16/6 and
does not possess prohibited characteristics pursuant to the law governing securities and exchange and notifications issued by virtue of the said law. The letter of certification shall be signed by the