) and the Thai auditing standards in conformity with the International Standards on Auditing (ISA) prescribed by the International Auditing and Assurance Standards Board (IAASB). Supporting Accounting
documents must be in Thai or English language. The certified translation is also needed for documents that were translated from language other than Thai or English. Send complete and signed forms and
interpreted as having effect in substitution for or supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office
) (Thai Version Only) Application for Approval of Lead Appraiser for Capital Market Transactions (AP-2) (Thai Version Only) Financial Advisor Appraiser ICO Portal SHARE : For More Information ContactUs
operation of the securities businesses. At present, three associations related to the securities business are as following: The Thai Bond Market Association The Association of Thai Securities Companies The
Businesses of 2018. The Criminal Fining Committee comprises three independent third-parties appointed by the Ministry of Finance, namely: (a) representative of the Royal Thai Police; (b
meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in Thailand. This offers the investors the flexibility to trade the units of foreign
Bond or Subordinated Bond Offering of debt securities by Thai government agencies Bonds denominated in foreign currencies Debt securities denominated in Thai Baht by foreign companies Structured Notes
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure