ensure compliance with respective laws and developing capital markets of the two countries. The MoU, signed by SEC Secretary-General Vorapol Socatiyanurak and SECC Director General Ming Bankosal, aims at
the use of program trading/ high-frequency trading. The participants also discussed approaches towards developing and improving the securities industry according to international standards. This
license applicants, and to ensure that the licensing process is flexible and in alignment with the numbers of license types and license applicants, as well as the time for developing of the digital asset
SEC will include collaboration on a number of important areas including: • Co-developing a programme to improve the quantity and quality of environmental disclosures from corporates and financial
our intentions and commitments to appropriately responds to the needs of the public and stakeholders in supervising and developing a sustainable capital market, and to efficiently and effectively
. However, the SEC will continue monitoring relevant developments, supervision, and actions in various aspects to ensure that effective investor protection measures will be in place before further developing
ทั้งนี้ เพื่อให้ผู้ประกอบธุรกิจมีข้อมูลเพียงพอยืนยันตัวตนของ ลูกค้าที่ส่งคำส่ังได้ 2. กรณีลูกค้าซื ้อขายหลักทร ัพย ์ผ ่านอุปกรณ์ที ่มิใช่ทรัพย์สินของ ผู้ประกอบธุรกิจผ่าน internet (เช่น mobile phone
principles for governments to follow in developing their regulatory frameworks, recognising the importance of supervisory, regulatory and enforcement authorities in ensuring effective implementation. Broad
) developing a skills matrix, by preparing a description of the desired roles, experience and capabilities required for each appointment, and then evaluating the composition of the board. b) leading the process
have, or are, developing Stewardship Codes or the equivalent. ‘Stewardship’ is not a term used in this document because it is less well understood in some parts of the world; nonetheless, the discussion