(1) จัดให้มีการทดสอบความรู้เพื่อประเมินความเหมาะสมในการลงทุนหรือการทำธุรกรรม (Knowledge Test) เพิ่มเติม สำหรับการให้บริการลูกค้าที่เกี่ยวข้องกับตราสารด้อยสิทธิเพื่อนับเป็นเงินกองทุนประเภทที่ 1 ของ
requirements to emphasize the importance of corporate governance practices and corporate social responsibility and the disclosure thereof. The SEC also supports training to enhance knowledge and experiences of
legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in
the investment management companies towards to promotion of knowledge to their members, and the development of the provident fund industry. The Investment Governance Code or I Code is also another
of professional and experienced experts to render financial knowledge and advice as well as manage portfolios suitable for different clients? profiles via three websites: www. giltedgeintl.com, www.on
? roles and duties, inspection and result evaluation, regular development of members? knowledge, and capability to generate sufficient returns on investment for members? well-being after retirement.In this
the people, through which they can build up their lifelong financial stability by acquiring financial literacy, self- protection knowledge from frauds/scams, and digital literacy for the use of capital
approval to lessen burdens of the capital market auditor, provided that the knowledge, skills and quality of work are evaluated by SEC on a regular basis.In addition, TDRI has presented the draft proposal
other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In
holding various positions in agencies with an emphasis on equality, and (6) preventing and solving the problem of sexual harassment or assault in the workplace, enhancing knowledge, understanding of