assets to herself or a third party. (4) for obtaining unlawful gains for herself or another person and causes damage to such juristic personand (5) for being a director of a company whose securities are

forwarded to the ECD for further investigation. Those who suffer damage from investing with these companies can contact the ECD at 0-2237-1199 for further proceedings. To report solicitation for investment by

liable to collusion to commit a fraud and failure to perform duties with responsibility, discretion and integrity. NMG subsequently suffered damage from their violation or failure to perform duties

make securities borrowing and lending (SBL) trading decisions on the client's behalf in the client's cash account; thereby causing damage to the client. {B} admitted that he had obtained the

the ECD for further proceedings.  At this juncture, any person suffering damage from investment with the said person should contact the ECD Police at 0-2237-1199 for further legal proceedings.??At

price margin, causing damage to a large number of investors.   The seven persons? offences were in violation of Section 243(1) in conjunction with Section 244 and Section 243(2) and liable to the

unlawful gains for himself or another person and causes damage to Solaris Asset Management Co., Ltd. and undermined investor confidence in the fairness and integrity of capital markets, which constitutes

may impose a conflict of interest, unfairness or damage to unitholders' interest. In addition, the fund voting provisions have been revised to increase efficiency in practice whereby unitholders are

damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that

approval from the MGR?s board of directors to create the obligation  and certified the falsified copies of the minutes caused MGR to suffer damage from becoming liable to repay 259 million baht in debt to