of audit firms has been an ongoing challenge, as a result of high turnover rates, coupling with low interests in this profession. With this concern in mind, the SEC and the Association of Chartered
) Fundamental Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on non-complex capital market products and high-risk or complex products, i.e., derivatives, high-risk or complex of
anti-money laundering authority as high risk business/ profession; (7) a client who is categorized as higher-risk categories by the anti-money laundering authorities or the Securities Industry
occupation or business is classified by anti-money laundering authority as high risk business/ profession; (7) a client who is categorized as higher-risk categories by the anti-money laundering authorities or
client whose occupation or business is classified by anti-money laundering authority as high risk business/ profession; (7) a client who is categorized as higher-risk categories by the anti-money
offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran. SEC Act S.56(1)(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013
statement for the year 2013 (Form 56-1, 2013) the public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out
audited financial statements for the year 2013, (2) the annual registration statement for the year 2013 (Form 56-1, 2013) the public prosecutor issued a prosecution order; however, attempt to arrest the
statement for the year 2013 (Form 56-1, 2013) the public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out
audited financial statements for the year 2013, (2) the annual registration statement for the year 2013 (Form 56-1, 2013) the public prosecutor issued a prosecution order; however, attempt to arrest the