conducting business and properly complying with the law, the SEC is therefore proposing additional regulations the essences of which are as follows:(1) Definition of future receivables under Section 3 of the
offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD
increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for margin lending by securities company to the customer for investments apart from listed securities. Such
, they shall face an additional charge.________________________________
companies of less than the current threshold of 99%, provided that prescribed conditions are met. Moreover, additional mechanisms to protect REIT rights must be in place, for example, disclosing reasons for
The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional
Businesses Giving Assistance to Debtors Affected by Circumstances Impacting the Thai Economy, and (2) the Temporary Relief Measures for Additional Accounting Approaches to Mitigate Impacts of the COVID-19
collateral placement, selection of securities, data processing and data reporting to the management, agreement with investors and additional conditions in the case where business operators have the duty to
line with international standards and other financial IT regulations; (4) Determining additional requirements and guidelines for IT quality and IT service management, such as IT project management and
accordance with the relevant regulations of the home country and additional requirements specified in the MoU. A Hong Kong fund to be offered through licensed intermediaries in Thailand under HK-TH MRF is