under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
manager’s opinions on appropriateness of chief executive officer’s qualification in REIT management; 9.13 Remuneration of auditor: demonstrate remuneration of auditor receiving from REIT, an audit firm where
accounting report resulting in lower number of adjustments. Firm age has a negative relationship with the number of audit adjustments in model 1 and 2. The experience gained from preparing financial statements
An incentive fee is paid as an incentive to the directors each year and is tied to the firm performance and values created for the shareholders (e.g., profitability and common stock dividend). As a
climate risk ผู้ประกอบธุรกิจฯ ควรพิจรณ physical risk และ transition risk ทังในระดับของหลักทรัพย์แต่ละรยกรทีก่องทุนลงทุน (“fund-level”) และในระดับบริษทั (“firm-level”) โดยอจอ้งอิง เกณฑ์์มตรฐนสกล เช่น Global
on the SEC website. No. Firm Name CPA Reg No. Period of Approval 1 A&A OFFICE COMPANY LIMITED NO.246 TIMES SQUARE BUILDING, 21ST FLOOR, ROOM NO. 21-01 SUKHUMVIT, ROAD 12-14, KHLONG TOEI, BANGKOK 10110
to trading. In the latter case, indicate the dates on which the debt securities will be listed and/or admitted to trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to
1 ความรับผิดชอบของผูนำตอคุณภาพภายในสำนักงาน (Leadership Responsibilities for Quality within the Firm) 20 ด ี (2) ด ี (2) 2 ขอกำหนดดานจรรยาบรรณที่เก่ียวของ (Relevant Ethical Requirements) 15
companies covered in its research reports. As a result, investors should be aware that the Firm may have a conflict of interest that could affect the objectivity of this report. Investors should consider this
capital structure of the firm is best decided by the management and the board, subject to the approval of the shareholders. Some companies issue 26 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015