Register of Members Investment Limit Investment Powers Conflict of Interest Unitization Borrowing from fund asset Report/Financial Statement Auditors Procedure for the default by Issuer Registrar
government agencies shall arrange the appointment of a bondholders’ representative. Chapter 2 Application and Approval Procedure on Issue and Program Basis __________________ Clause 17 The Thai government
Approval Procedure on Issue and Program Basis ______________________ Clause 20 A company applying for an offer for sale of bonds shall file the application together with the registration statement to the SEC
: (a) By which procedure does the mutual fund offer and accept redemption of investment units? (b) In which case does the management company reserve the right not to offer investment units? (c) What
) whether or not the transaction has been carried out on an arm’s length basis; and (ii) the procedure undertaken or which will be undertaken to ensure that such transaction will be carried out on an arm’s