they offer for sale only low-risk money market funds.The consultation paper can be found at www.sec.or.th/hearing . Stakeholders and interested parties are welcome to give comments and suggestions via
technology and use it to manage investment risk. Moreover, the regulations would also stipulate that the business providers must disclose their information and make it accessible for the investing public
investment risk. Besides, the regulations would also stipulate that the business providers must disclose their information and make it accessible for the investing public, such as, the forms of services
adequate personnel with expertise to effectively supervise and administrate the risks of outsourced operation, as well as in case of outsourcing operation in investment management and investment risk
fixed details, that cover several issues such as personnel’s well-preparedness, investment management, reception and delivery of funds’ assets and risk management.SEC has studied the supervision in
details, that cover several issues such as personnel readiness, investment management, receiving and delivery of funds’ assets and risk management.SEC has studied the supervision in other countries and
directors are as follows:1. Mr. Ekapon Sawaengsri, Director of the Market and Organizational Risk Department2. Mrs. Sittasri Nakasiri, Director of the Intermediaries Policy Department3. Mr. Pariya
(FinTech) ecosystem, sustainable finance such as green bonds and climate risk disclosure for listed companies, e-Know Your Customer (e-KYC) and cybersecurity. The new MOU will focus on supporting Thailand to
: * ESG bonds consist of Green Bonds, Social Bonds, Sustainability Bonds and Sustainability-Linked Bonds.** Details of information, such as types of offering, risk levels, prospectuses, factsheets, and
การจัดการกองทุนรวม มิได้ปฏิบัติให้เป็นไปตามหลักเกณฑ์ เงื่อนไข และวิธีการที่ประกาศกำหนด โดยมีระบบงานการบริหารจัดการกองทุน การบริหารความเสี่ยงด้านตลาด ("market risk") และด้านสภาพคล่องของกองทุน