ดังนั้น กรณีดังกล่าวจึงไม่ใช่เรื่อง outsource 2. การให้สิทธิ Group Compliance สามารถเข้าถึงล่วงรู้ข้อมูลรายชื่อหลักทรัพย์ WL / RL ซึ่งถือเป็นข้อมูลภายใน การเปิดเผยจะกระทำได้แต่เฉพาะกับผู้
, selection of service providers, and compliance with local rules and regulations. The SEC has therefore instructed CHUO to cooperate with the auditor in providing information and documents and submit the
integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
after the end of annually period, whichever is the sooner. Annual Compliance Report (SEC Circular SEC. Gor. 15/2538) To be filed within 60 days of the following year. Other Reports Report on Gross
citizenship; and (4) corporate resilience Principle 1.3 The board should ensure that all directors and executives perform their responsibilities in compliance with their fiduciary duties, and that the company
information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory compliance or exploit investors ? and integrity of directors and executives who
December 26, 2012. Earlier, the SEC found that the auditor did not express opinion on such financial statements considering the company’s 2010 financial statements not in compliance with the generally
ถือหุ้นรายใหญ่ในปัจจุบัน แบบฟอร์มสรุปสาระสำคัญของระบบงานด้านการประกอบธุรกิจและการกำกับดูแล (business & compliance) แบบขอรับความเห็นชอบผู้บริหารของผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล แบบรับรองประวัติบุคคล
promotion and development ; the Capital Market Supervisory Board issuing rules and regulations; and the SEC Office executing the supervisory policy to ensure compliance with and enforcement of the rules and
reporting process, ensure the company has efficient internal control system, monitor the performance of the company to ensure compliance with the laws and regulations, review transaction that may have