Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities Exchange Commission of Thailand (SEC), and Mr. Andres Vinelli, Chief Economist of the CFA Institute, inaugurated the webinar

million loss in Q2/2011. Miss Vorapin gained such material non-public information by virtue of her position as a chief finance officer of TUCC. The Criminal Court sentenced the accused to pay a fine of Baht

position as a chief executive officer of TUCC. This case is in the process of the public prosecutor. SEC Act S.241 Criminal Complaint Filed with an Inquiry Official Dated 13/03/2015

Mr. Sathar Chantrasettalead Mr. Sathar Chantrasettalead (formerly board of directors, chief financial officer and company secretary of Stark Corporation Public Company Limited (“STARK”)) colluded

Mr. Prakorn Makjumroen Mr. Prakorn Makjumroen (formerly board of directors and chief executive officer of Stark Corporation Public Company Limited ("STARK")) colluded with others in which

virtue of his position as a Chief Executive Officer of ESTAR. SEC Act S.241 Settlement Committee Meeting No. 8/2015 Settlement Committee Order No. 63/2015 Dated 17/09/2015

Mr. Korsak Chairasmisak On April 10, 2013, Mr. Korsak Chairasmisak , the vice chairman and chief executive officer of CP All Public Company Limited (CPALL), purchased 118,300 shares of Siam Makro

Mr. Pittaya Jearavisitkul On April 19, 2013, Mr. Pittaya Jearavisitkul, the director and deputy chief executive officer of CP All Public Company Limited (CPALL), purchased 7,500 shares of Siam Makro

all MAKRO shares at the same price. He obtained the material non- public information being chief legal official of purchase team participating in negotiation with SHV before such information became

Mr.Chai Sophonpanich Mr.Chai Sophonpanich (“Mr.Chai”) , then chairman and chief executive officer of Bangkok Insurance Public Company Limited ("BKI"), proposed a dividend payment plan for