Definitions of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor. The terms, “unit”, “ASEAN Collective Investment Scheme”, “APEC Asia Region Funds Passport”, “CIS operator”, and
operator” means a person who is responsible for the management of collective investment schemes. “registration statement” means a registration statement for the offering for sale of units of a collective
Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) 01/02
Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 8. Notification of the Office of the Securities and Exchange Commission SorThor 50/2549 Rules on Waiver for Appointment of Independent
SHARE : SEC reveals one more digital asset business operator requesting to operate as digital asset exchange, in line with transitional provisions Thursday 6 September 2018 | No. 104 / 2018 Bangkok, 6
a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37
Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 37/2548 Re: Qualifications and
of an Executive of a Derivatives Business Operator _________ Whereas Section 24 of the Derivatives Act B.E. 2546 (2003) and Clause 2 of the Notification of the Securities and Exchange Commission No
Regulatory Summary Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed Form 35 – ARFP CIS in hard copies accompanied by all supporting
contract entered into with or through a derivatives business operator, a derivatives exchange or a derivatives clearing house shall constitute a contract having a legal binding and creating an obligation