business with custody of clients’ assets; (3) 25 million baht for undertaking securities business in the category of mutual fund management or private fund management to provide
Bangkok, February 9, 2016 ? The SEC is seeking public comments on draft amendments to several regulations governing provident fund (PVD) management to promote PVD as an effective savings chanel for
According to the first paragraph of Section 23 of Provident Fund Act, when an employee’s membership terminates on a cause other than the dissolution of the fund, the fund manager shall make
use the SRI Fund symbol when marketing such funds in Thailand under the HK-TH MRF project, which requires that asset management companies disclose fund information according to the destination
ก.ล.ต. กำกับดูแล ESG Fund ของฮ่องกงภายใต้ HK-TH MRF ด้วยมาตรฐานเดียวกันกับกองทุนรวมเพื่อความยั่งยืน (Sustainable and Responsible Investing Fund : SRI Fund) กองอื่น ๆ ในประเทศไทย ทำให้เกิดการแข่งขันที่
issuing bonds to raise fund. The project also aims to encourage those businesses to consider the capital market as a useful channel for fund raising and cost restructuring while fee discount will be offered
other’s fund standards. In this connection, the SEC has issued regulations for such cross-border offerings of funds under HK-TH MRF. Essentially, a fund to be offered to retail investors in the host country
มติแต่งตั้งกรรมการตลาดหลักทรัพย์แห่งประเทศไทย (ตลท.) จำนวน 6 คน ได้แก่ (1) นายกิติพงศ์ อุรพีพัฒนพงศ์ (2) นายจรัมพร โชติกเสถียร (3) นายชัยวัฒน์ วิบูลย์สวัสดิ์ (4) นางวรวรรณ ธาราภูมิ (5) นายเสรี นนทสูติ
sudsidiaries, and (3) management discussion and analysis of financial position.?Before listing on the Stock Exchange of Thailand (SET), a company must pass the screening process in accordance with the principles
Exchange of Thailand (SET) and the SEC?s further investigation, it was found that on 20 January 2014 Rapi, then managing director and major shareholder of RASA, reported to the SET that the company neither