arrange information or documentation regarding the controlling person in derivative trading of the customer as well as financial condition and debt repayment capability of the customer for every existing
equal to the amount of the license fee already paid by the applicant for the said derivatives business license. Chapter 3 Return of Existing Derivatives Business License Clause 18 An applicant for
equal to the amount of the license fee already paid by the applicant for the said derivatives business license. 9 Chapter 3 Return of Existing Derivatives Business License Clause 18 An applicant for
’ financial status and debt repayment ability, with respect to all existing clients of whom the securities company has no records, by 31 December 2009. Clause 33 All notifications of the SEC Office, orders and
any data or documentary evidence relating to its clients’ financial status and debt repayment ability, with respect to all existing clients of whom the securities company has no records, by 31 December
persons controlling client derivatives trading, as well as the financial status and repayment ability of the existing clients from whom the derivatives broker has never received such information or
and repayment ability of the existing clients from whom the derivatives broker has never received such information or documentation by 31 December 2009. Clause 36 All notifications of the SEC Office