administrator's meetings, and reports on the plan administrator's interest. Duties and responsibilities Q: In case the company secretary is a juristic person, who is the authorized signatory on behalf of the
2018 and 2017 showed a promising increase of approved auditors without any observation and a decline in the number of approved auditors with deficiencies and condition to follow-up on the next cycle. The
securities company licensed to undertake securities business in the category of mutual fund management. “Open-end fund” means a mutual fund which accepts the redemption of investment units, established and
company licensed to undertake securities business in the category of mutual fund management. “Open-end fund” means a mutual fund which accepts the redemption of investment units, established and managed by
Incorrect Selling Price or Redemption Price of Investment Units of Open-End Funds, dated 2 May 2000, shall be repealed. Clause 2. In this Notification: “Management company” means a securities company licensed
to the public; “issuer” shall include the promoter of a public limited company; “conglomerate company” means a parent company and its subsidiaries; “underwriter” means a securities company licensed to
In this Division, “ listed securities ” means securities which have been listed or approved to be traded on the Stock Exchange of Thailand. Clause 17 For the purpose of preventing or ceasing unfair
approved to be traded on the Stock Exchange of Thailand. Clause 17 For the purpose of preventing or ceasing unfair acts or improper investments or transactions, an intermediary shall include the following