Business Clause 13 9 Personnel in the capital market business shall be persons who [i] have ability and work experience, [ii] attend training courses or pass the examination of courses provided by the SEC
No. ECF2 035/2562 23 September 2562 Subject Notification on the resolutions of the Board of Directors’ Meeting approving the purchase of the ordinary shares in KPN Academy Company Limited, the increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1/2019 (2nd additional) To Director and Manager The Stock Exchange of Thailand Enclosure 1. Informati...
ตราสารยังคงวิเคราะห์ได้จาก ability to pay หรือจาก credit risk ของ issuer รวมถึงตราสารหนี้ที่ผู้ลงทุน มีความคุ้นเคย - กองทุนรวมที่ลงทุนใน traditional financial products (เช่น หุ้น ตราสารหนี้) (2) ตราสารที่
Qualifications and Additional Prohibited Characteristics of Personnel in the Capital Market Business Clause 139 Personnel in the capital market business shall be persons who [i] have ability and work experience
characteristics: (1) being assets or pledge taken into legal force and considered the condition of each category of collateral. The collateral shall have an ability to surpass the maturity date and being monitored
force and considered the condition of each category of collateral. The collateral shall have an ability to surpass the maturity date and being monitored by the bondholders’ representative. In case where
condition of each category of collateral. The collateral shall have an ability to surpass the maturity date and being monitored by the bondholders’ representative. In case where the collateral is not a
securities clearing house or the central securities depository whose services are dependent with those of the securities clearing house; (3) ability to demand or enforce collateral promptly; (4) sufficient
. Chapter 3 Qualifications and Additional Prohibited Characteristics of Personnel in the Capital Market Business Clause 13 Personnel in the capital market business shall be persons who [i] have ability and
time; (2) scope of responsibility in the position of such person in accordance with the laws or as assigned by the board of directors and; (3) qualification, knowledge, capability, and experience