Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017
executive at any issuing or listed companies for 1 year and functioning as capital market personnel for 3 years. SEC Act (before the fifth amendment) Section 241 in conjunction with Section 83 of the
Management • A pproved Personnel ○ Major Shareholders • SEC Act • Derivatives Act ○ Executives • SEC Act • Derivatives Act ○ Fund Manager • SEC Act • Derivatives Act ○ Property Fund
Management • A pproved Personnel ○ Major Shareholders • SEC Act • Derivatives Act ○ Executives • SEC Act • Derivatives Act ○ Fund Manager • SEC Act • Derivatives Act ○ Property Fund
ธุรกิจหลักทรัพย์ ตัวแทนสัญญาซื้อขายล่วงหน้าที่จำกัดเฉพาะสัญญาซื้อขายล่วงหน้าที่เกี่ยวกับโลหะมีค่า บุคลากรที่เกี่ยวข้อง (Approved Personnel) ผู้ถือหุ้นรายใหญ่ (Major Shareholders) พรบ. หลักทรัพย์ ฯ พรบ
Board's Notification No. Tor Lor Thor 8/2557 Re Rules on Personnel in the Capital Market Business. Qualifications of each type of fund manager and market analyst can be found below; Types of Fund
(attributable to owners of the Company) of THB 5,963.28 million, increasing by THB 375.68 million. The increase is owing to the commencement of commercial operation of Mount Emerald Wind Farm Project and
information by unauthorized personnel [ii] internal control and [iii] risk management for undertaking precious metal derivatives brokerage including measure for controlling and monitoring performance of its
information by unauthorized personnel [ii] internal control and [iii] risk management for undertaking precious metal derivatives brokerage including measure for controlling and monitoring performance of its
of interest and accessing inside information by unauthorized personnel [ii] internal control and [iii] risk management for undertaking precious metal derivatives brokerage including measure for