Signatories will issue a handbook in due course to provide guidance to fund managers on various administrative and procedural matters including the application procedures, the use of local distributors in the

SEC investigated further and found that Mr. Konoshita ordered Group Lease Holding Co., Ltd. (GLH), a subsidiary of GL based in Singapore, to issue loans to several foreign companies.Evidence showed that

aims to address this issue by facilitating intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create

related persons. Monitoring acitivities of invested companies is also a must as sometimes regulators are not legally authorized to issue an order in certain matters.Disclosure of sufficient information is

internet. It is another alternative for small- to medium-sized enterprises (SMEs) and startups to gain access into funding sources and enterprises issue equities or debentures to investors in exchange

with the SET?s and TFEX?s executives to review the incident in details and estimate the impact and seek the solution to ensure no repetition of such incident in the future. Moreover,  the issue of

500,000 baht. In case of fraud, they are liable to imprisonment of up to 5 years or a fine up to the double amount of damages or benefits received but not less than 1 million baht, or both.As for the issue

} also admitted that in 2008 she falsely informed her client that she had subscribed new shares issued to existing shareholders (rights issue) despite the client no longer had such shares in his account

roles. The project is in line with the international agenda for women empowerment and expectations of investors, trading partners, and stakeholders, who have increasingly placed the emphasis on the issue

. The SEC and AIMC concurred that practical establishment of property funds should take into more account investors? interest. As such, the AIMC will issue guidelines for asset management of these types