บวนการในการให้บริการ wealth advice แบบครบวงจร 5 กระบวนการ ดังนี้ (1) การส ารวจและรู้จักตัวตนของลูกค้า (explore & understand) การตรวจสุขภาพทางการเงิน เพ่ือให้ได้มาซ่ึงข้อมูลที่เพียงพอเก่ียวกับระดับ ความ
าเตือนและการเปดิเผยในเรื่องต่างๆ (เช่น ความเส่ียงที่ ส าคัญของกองทุน เป็นต้น) เป็นอย่างดีแล้ว I hereby confirm that I have received and understand the prospectus, Fund details and any related
safety and hygiene standards, including physical distancing, safety and hygiene and contactless in restaurants and hotels, by training staff to understand the New Normal or the new standard in response to
) was made to disclose information and the vision of the management in order to assist investors to better understand the company's financial status and operation. It also supports the "Good Corporate
more informed, investors should understand key information of mutual funds. In addition, low-cost and rule-based investment strategies such as Strategic Betas have been gaining popularity in many markets
: describe management’s role in assessing and managing climate-related risks and opportunities Fiduciary duty: clients rely on reporting/information from asset managers to understand how climate-related risks
regulatory objectives include: to maintain and promote the fairness, efficiency, competitiveness, transparency and orderliness of the securities and futures industry; to help the public understand the
of these items. Auditors failed to understand their clients’ businesses, and thus not realizing that the revenue recognition methods used by their clients were inappropriate. For instance, an audit
E_1 Legal_FA_2015_12_29-c A CorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2019 Thai economy in 2019 showed decelerating growth at 2.4 percent compared to 4.2 percent in the previous year.The slowdown could be attributed to exports which contracted further due to the stronger Baht and a global economic slowdown. In addition, the investment environment of both the public and private sector remained weak, and private consumption, albeit gro...
Ministry of Finance. The approval criteria include clear disclosure of information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory