mechanism for supervising relevant service providers has also been established to create trustworthiness and increased security. 4 Rules and Regulations Key Points 5. Securities and Exchange Act (No. 6) B.E
or a controlling person of the applicant under Section 17 shall have the qualifications and shall not have characteristics indicating the lack of appropriateness in respect of trustworthiness in
clients’ management, especially in terms of their trustworthiness; Insufficient documentation of detailed responses to the engagement risk assessments before accepting new clients; and Issuance of
Section 17 shall have the qualifications and shall not have characteristics indicating the lack of appropriateness in respect of trustworthiness in managing business whose offering of digital tokens is made
Citizen) 4. สามารถปรับตวัได้อยา่งเหมาะสมภายใต้ปัจจยัความเส่ียงและการเปล่ียนแปลงต่าง ๆ (Resilience) “การบริหารกจิการทีด่ี” นี้ จึงเปน็การขยายบริบทของบรรษัทภิบาล (Corporate Governance: CG) ทดแทน ความหมาย
requirements to comply with the Liquidity Coverage Ratio (LCR) and the Net Stable Funding Ratio (NSFR) guidelines which require banks to hold sufficient liquid assets to improve the resilience of banks against
assets to ensure their resilience to liquidity shocks. Factors Affecting Banking Industry Performance Thai commercial banks may encounter challenges from rapid changes in government policies and in the
implemented. Resource resilience and transition to a circular economy National regulations associated with retirement and dismantlement plans for plants and infrastructure related to economic activity in
corporate citizenship) (4) สามารถปรับตัวได้ภายใต้ปัจจัยการเปลี่ยนแปลง (corporate resilience) แนวปฏิบัติ 1.2.1 ในการกำหนดความสำเร็จของการดำเนินกิจการ คณะกรรมการควรคำนึงถึงจริยธรรม ผลกระทบต่อสังคมและสิ่ง
Activity report 2015 En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 Contents Executive Summary ....................................................... Quality Assurance Review Panel ................................... Activities for Enhancing Audit Quality ............................ Summary of Audit Inspection Results A. Firm Level ............................................................ B. Engagement Level ..........................