market personnel for 10 years, effective from 6 January 2020 onwards.Investors are strongly advised to be careful in their fund investment and request transaction evidence issued by banks or asset
License. In any case, business operators who have already obtained PF License may request Derivatives Fund Manager License, free of charge. _____________________
request for repayment from assets of the foreign banks; or the foreign banks may draw profit or capital from their branches. In addition, the issuing branches are required to furnish and disclose credit
derivatives business operators to make inquires and request advice or recommendations regarding business operation. The center will also accommodate coordination and progress updates on the end-to-end basis
submission of a request to increase credit line only five days after trading of securities. A number of trading orders were sent with high volumes during a certain period of time without sources of the orders
a request is made under this MoU. (r) “Requesting Authority” means the Authority making a request under this MoU. (s) “Securities and Exchange Act” means the Securities and Exchange Act B.E. 2535. (t
million baht at the head office for at least one year as from the closing date in a manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of
manner that the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of structured notes, convertible bonds, or warrants shall report the redeeming, [converting
the offeror would be able to promptly present to the SEC Office upon request. Clause 4 The issuer of structured notes, convertible bonds, or warrants shall report the redeeming, [converting,] or
, the SEC Office shall request your consent. The SEC Office complies with appropriate security measures, for example, ISO27001 standards or NIST, etc. In case of any cross-border data transfer to another