of instruments while intermediaries and selling agents must have in place the procedure to ensure their clients? understanding of associated investment risks and returns before making investment

that those personnel must be equipped with knowledge, capability and approved by the SEC. The business operators must apply necessary assessment procedures to ensure that their investment consultants

investing in target date funds to ensure that they will not outlive their savings. Meanwhile, as the retirees should efficiently manage their retirement savings, post retirement funds will be a well-responsed

, which had been operating business by virtue of the Transitional Provisions of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018), must cease operation; however, to ensure proper proceeding

. To ensure proper legal protection, those who are interested in making investment in futures products or other securities are strongly advised to check whether the soliciting companies are authorized by

the scope of service is limited only to introducing new clients to limited derivatives agents. To ensure that the draft regulations are reasonably in line with practitioners? views on the matter, the

amendment contains transitional periods to ensure that audit firms would have sufficient time to make necessary preparations. The SEC’s discussions in this regard with the Thailand Federation of Accounting

ensure fairness for debtors while promoting, supporting and developing teachers’ and educational personnel’s financial literary and disciplines.  SEC Secretary-General Ruenvadee Suwanmongkol said: “The

. Nevertheless, no facts appeared to demonstrate that Huobi would be able to rectify its work systems and ensure readiness of its personnel in accordance with the governing regulations within the requested

well as adequate and appropriate risk management, especially with regard to the confidentiality of the clients’ personal trading information and cyber security, to ensure that investors receive the