the accounts are opened or when the first transaction is processed in case where there is no account-opening (initial KYC/CDD) and on an on-going basis throughout the course of the relationship with
meeting with clients when an account is opened / the first transaction is processed, provided that the following criteria are met: (1) the financial institution is under supervision of a financial regulator
-face meeting) with staff of the securities company, when requested under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time
information in English to the SEC Office as well. In this regard, the material information of English has to be similar to the one demonstrated in Thai version and the certification of the correctness of the
(UNOFFICIAL TRANSLATION) Codified up to No. 3 As of 29 June 2017 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference
number of shares held by the company at each level represents more than fifty percent of the total number of the voting rights of the company whose shares are held. “Stock Exchange” means the Stock
there are the facts indicating that the debtor may not repay the debt, the REIT manager has to proceed in accordance with the similar duties as prescribed for mutual funds under Section 117 of the
. Investments in infrastructure assets Three Types of qualified investments are: direct investment through obtaining ownership of assets: suitable for infrastructure assets with transferable ownership such as
of 2019 (a copy in Thai and English) 2. Management Discussion and Analysis (MD&A) for the second quarter of 2019 (a copy in Thai and English) 3. Company's performance report, Form F45-3 for the second
Ventures Public Company Limited for the first quarter of 2019 We are pleased to submit: 1. Consolidated and Company only Quarterly Review Financial Statements for the first quarter of 2019 (a copy in Thai