subclause (1), such information shall be revised and updated at the first available opportunity; (4)1 in cases where a client’s trading account is suspended in accordance with the criteria of the intermediary
revised and updated at the first available opportunity; (4)1 in cases where a client’s trading account is suspended in accordance with the criteria of the intermediary, such information shall be revised and
statement shall be temporarily suspended in accordance with the Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 61/2561 Re: Suspension of the Effectiveness of the
being suspended from acting as an auditor. In their agreement with an auditor, securities clearing houses and central securities depositories shall contractually require their auditor to collaborate with
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...