and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel
information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary shall monitor and supervise its personnel, who are responsible for
. Furthermore, the Company believes that the current situation of the real estate market especially condominium market is contraction in certain segment, which is resulted from global and local economy downtrend
. 2551 (2008) and Section 223 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights and liberties of persons which Section 29 in
the latter to underlying Social Projects. It is understood that certain Social Projects may also have environmental co-benefits, and that certain Green Projects may have social co-benefits. The
submitted the client?s securities trading orders via the internet from the IP address of Krungsri Securities for a certain period of time. Wasana admitted and explained that her client was not keen on
Krungsri Securities for a certain period of time. {C} admitted and explained that her client was not keen on investment and asked her to take care of the trading account.{D} failed to perform her duty in
own bank account to receive transfers of the total B/E sale money to be further distributed to other persons while (6) Jaroonluck, secretary to the KC Board of Directors, assisted in executing certain
submission of a request to increase credit line only five days after trading of securities. A number of trading orders were sent with high volumes during a certain period of time without sources of the orders