investment management, the designated person must be authorized to undertake the aforesaid business from securities and exchange regulators that are members of the International Organization of Securities
must be authorized to undertake the aforesaid business from securities and exchange regulators that are members of the International Organization of Securities Commissions (IOSCO) and must be acceptable
internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office has the power to waive the appointment of independent director temporary or permanently
a part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office
part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office has
institutions holding securities business licenses, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that
of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification. (Unofficial Translation) - 3 - Chapter 1
, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification
บุ้คคลภายนอกมีขอ้สงสัยในเร่ืองความเป็นอิสระของ หนา้ 6 คณะท่ีปรึกษาดา้นการสอบบญัชี เช่น เม่ือคร้ังท่ีส านกังานสมคัรเป็นสมาชิกของ International Forum of Audit Regulators (IFIAR) และยืน่ค าขอให ้European
หว่ำงประเทศที่เกี่ยวข้องกับกำรก ำกับดูแลผู้สอบบัญชี เช่น International Forum of Independent Audit Regulators (“IFIAR”) และ European Commission (“EC”) มีข้อก ำหนด 1 ประกำศส ำนักงำนคณะกรรมกำรก ำกับหลัก