authorized to make decisions on company’s business operation on behalf of the board of directors; “Department director” means any person who is responsible for the internal operation of a department in the
certain conditions under this Notification with an offer for sale of approved bonds, by taking into account the appropriateness and sufficiency of the information for making investment decisions and
capital market products, investment management, management of the intermediary’s branch office, supervising account of clients and making investment decisions for clients, operational function, compliance
investors will have adequate information to make investment decisions, such as mutual funds with complex return structure. 2. Types of mutual fund Maximum of 500 characters of information shall be provided on
without restrictions on the number of pages to ensure that investors will have adequate information to make investment decisions, such as mutual funds with complex return structure. 2. Types of mutual fund
may prepare factsheet without restrictions on the number of pages to ensure that investors will have adequate information to make investment decisions. 2. Types of mutual fund Maximum of 500 characters
with special characteristics, the management company may prepare factsheet without restrictions on the number of pages to ensure that investors will have adequate information to make investment decisions
securities business in the category of investment management. Clause 4 The prospectus shall provide accurate, complete and adequate 3 information for investment decisions by having characteristics and
and operating policy decisions of the enterprise but is less than control over those policies. The shareholder beneficially owning more than 10% interest in the voting shares of the company is presumed
purchasing securities or borrow securities for making a short sale is an authorized person to make securities trading decisions and has the ability to pay debt incurred from such trading. The securities